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Welcome to Maine Securities Lawyers.com
Did You Know?
Yield to Maturity is defined
Yield to Maturity: The rate of return an investor receives if a fixed income security is held to maturity.
In today's financial world, national and Maine investors
need a secure source of information for their investment needs,
and lawyers to fight for them if they have been defrauded in any way.
The comprehensive field of securities is layered with difficult
to understand rules and regulations that securities lawyers are
experts in, and are willing to help you.
The Securities and Exchange Commission generally administrates
federal securities laws. The SEC regulates and administers the way
stocks and bonds can be traded, issued, brokered, and sold. Our Maine
Securities Lawyer can assist you with understanding the complex rules and
regulations of the SEC.
When you are preparing yourself to purchase or broker stocks, bonds,
mutual funds, etc., Maine Securities' Attorneys are a valid
and necessary counsel. A securities attorney can assess the market
and advise you on your investments. They can also file suits and
claims if you or anyone you know has been a victim or has experienced
any kind of securities fraud.
The following is a list of common securities fraud issues:
Providing False Information
Stock Manipulation
Lying to Auditors
Insider Trading
Late-Trading Schemes
Unauthorized Trading
Breach of Fiduciary Duty
Broker Embezzlement
There is no shame in being a victim of securities fraud. Stock
Brokers and other related professionals hold a high standard of
quality in their respected field. But sometimes innocent people
are taken advantage of. Fraud is the most serious offense a professional
in the financial profession can commit. The following are several related
ways you can be defrauded:
Investment Fraud
Stock Fraud
Bond Fraud
Mutual Fund Fraud
Internet Fraud
Trading Fraud
Other aspects a Securities Lawyer can help you with include:
WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005
Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history. Source: NPR
Maine External Sites
Maine Securities Regulator: No-Action Letter dated Apri
Ms. Christine A. Bruenn Securities Administrator State of Maine ... The Maine Office of Securities seeks the guidance of the Commission regarding the Litigation Rel. No. 16922 / March 2, 2001
00113-B (United States District Court for the District of Maine, filed June 7, 2000). The Securities and Exchange Commission announced today that Wil
Securities News
Latest news about securities cases in Maine and nationwide:
Definition:
The amount of money or collateral deposited by a customer with his broker, by a broker with a clearing member, or by a clearing member with a clearing organization. The margin is not partial payment on a purchase.
Aggregation
Definition:
The principle under which all futures positions owned or controlled by one trader (or group of traders acting in concert) are combined to determine reporting status and compliance with speculative position limits. See CFTC Backgrounder: Speculative Limits, Hedging, and Aggregation.
Buy (or Sell) On Opening
Definition:
To buy (or sell) at the beginning of a trading session within the open price range.
If you live in the following cities and need an securities attorney you should contact
our Securities Attorney as soon as possible:
Auburn
Augusta
Bangor
Biddeford
Brunswick
Lewiston
Portland
Saco
Sanford
Scarborough
South Portland
Waterville
Westbrook
Windham
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Did You Know?
Maine Securities Regulator: No-Action Letter dated Apri